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Investment Philosophy
LPL Financial Research is an opportunistic, all-market, all-weather due diligence provider and portfolio manager. Through our investment and portfolio recommendations, we aim to avoid downside and capture upside. To this end, we are conservative when markets are tough and aggressive when they are rising. Though a very broad investment mandate, we believe this is the only way to effectively provide recommendations for our advisors and their clients.
Below are different Investment Platforms offered by us:
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When it comes to retirement we are here to guide and help you. Our goal is for you to feel empowered.
Investment Platforms
Model Wealth Portfolios (MWP)
What Is MWP?
Model Wealth Portfolios, a centrally managed fee-based platform available through LPL Financial, provides access to portfolios constructed by LPL Financial Research and other portfolio strategists. Portfolios on the platform use either mutual funds or exchange-traded products (ETPs), including exchange-traded funds (ETFs), exchange-traded notes (ETNs), or closed- end funds (CEFs), or a combination thereof.
Model Wealth Portfolios is an investment platform that offers portfolios from a variety of professional money managers, each of whom provides a specialized philosophy, process, and market outlook.
Quick Overview
Platform features: Access models from 15+ institutional money managers or design your own models while outsourcing trading.
Account minimum: Models starting at $10,000
Investment vehicles: Mutual funds, exchange-traded products
Optimum Market Portfolios (OMP)
What Is OMP?
The optimum market portfolio provides investment strategies that are designed to help you pursue your goals by managing risk, offering services by professional money managers, and providing objective investment research.
Made up of a diverse series of mutual funds, the portfolios feature 10 or more money managers who are typically employed by institutional investors—large organizations that make multimillion- dollar investments. In one comprehensive approach, the Optimum Market Portfolios give you access to professional money management at a low entry point, as well as asset allocation models that feature depth, personalization and intelligence.
Quick Overview
Platform features: Access mutual fund wrap portfolios featuring more than 10 industry-leading money managers.
Account minimum: $10,000
Investment vehicle: Mutual funds
Guided Wealth Portfolios (GWP)
What Is GWP?
GWP provides an automated, digital experience for your clients. Prospects who visit your GWP client portal can get started with just an email address and personal password. Once in the site, prospects can view a GWP proposal and suggested allocation based on their starting investment amount, time horizon, and comfort with risk. If they’re ready to open a GWP account after viewing the initial proposal, they can move straight into the account application.
If prospects are investing for retirement and decide they want to learn more about GWP after the initial proposal, they can choose to link up existing accounts for a full account analysis. They’ll see a comparison of their existing accounts with a GWP portfolio, a breakdown of how their current account is performing, and what they could potentially achieve through GWP.
Quick Overview
Platform features: Access portfolios designed by LPL Research to help clients invest through a digital portal customized to your practice.
Account minimum: $5,000
Investment vehicle: Exchange-traded funds
Strategic Asset Management (SAM)
What Is SAM?
What does financial independence mean to you? A comfortable retirement? Starting your own business? Leaving a legacy? Having the means to travel and explore? Whatever your goals, we want to help you reach them.
A solid investment strategy can help you pursue financial independence. But to be truly effective, any investment strategy must be customized to your unique situation. We use the Strategic Asset Management investment platform to build a strategy designed just for you, keeping your specific financial situation and goals in mind. You define financial independence. We want to help you make it happen.
Quick Overview
Platform features: Create customized portfolios and wrap multiple investment types in one account.
Account minimum: $25,000
Investment vehicles: Mutual funds, exchange-traded funds, stocks, bonds, unified investment trusts, alternative investments, and VBVAs
Manager Select
What Is Manager Select?
You may have a variety of investment goals that range from capital preservation to accumulation Wealth-Preservation to accumulation to wealth-transfer issues to tax considerations. There may even be specific types or groups of securities you prefer to use in your investment strategy. Because your goals are exclusive to you, you need an exclusive strategy.
Access hundreds of separately managed accounts from a variety of institutional managers.
Quick Overview
Potential Benefits of Separate Accounts
- Full-time professional supervision
- Ownership of individual securities
- Transparency into account activity
- Potential tax-efficient investing
- Custom-tailored portfolios
- Tactical asset allocation
- Diversification among managers, asset classes, and market sectors
- Comprehensive analysis and reporting
- One fee: no trading fees or ongoing commissions
Personal Wealth Portfolios (PWP)
What Is PWP?
Personal Wealth Portfolios, a centrally managed fee-based platform available through LPL Financial, provides the framework to deliver sophisticated investment strategies to your high-net-worth clients in an efficient way.
Quick Overview
Platform features: High-net-worth platform
Account minimum: $250,000
Investment vehicles: Mutual funds, exchange-traded funds and SMAs